Training

Effective training programs support a robust compliance culture and ensure that firms manage their regulatory exposure well. In order to promote better understanding and provide examples of execution, a significant part of our training program concentrates on discussing case studies.
Our training modules are results-driven because they consider our client’s culture, operational setup and regulatory obligations.

We have a team of qualified finance professionals with extensive experience in creating and maintaining effective finance programs. Our team member can function as your Chief Finance Officer and as the liaison in managing the prudential relationship with regulators. In addition to the regulatory relationship, our team members support our clients’ businesses in ensuring that appropriate infrastructure is in place to support management’s decision making.

This is one of our most popular modules. In this module, we discuss in detail how to structure a robust AML and sanctions program within the size, culture and operating limitations that exist for most organizations. We provide specific tools that enhance execution of deliverables relating to Anti-Money Laundering and Sanctions controls. This module also highlights key criteria used to assess various technology solutions and strategies to improve the output of the existing solutions in place.

Our ABC module provides guidance on the control framework which enables firms to identify, manage and report transactions that warrant an ABC review. This module provides specific guidance on transaction controls, threshold management, reporting, and case management for issues that require escalation to regulatory authorities.

We have a team of qualified finance professionals with extensive experience in creating and maintaining effective finance programs. Our team member can function as your Chief Finance Officer and as the liaison in managing the prudential relationship with regulators. In addition to the regulatory relationship, our team members support our clients’ businesses in ensuring that appropriate infrastructure is in place to support management’s decision making.

This module focuses on providing senior management with tools and techniques to enhance the compliance and risk culture within the firm. In addition, the module discusses various strategies in dealing with regulators across many key issues. The training includes case studies which provide context to strategies that were effective and those that were not.